Under the World Tree

Rational Maps

Posted: March 3, 2026 | Updated: September 11, 2026

In the category of varieties (and more generally, schemes), morphisms between varieties are determined (at least locally) by kk-algebra homomorphisms between the rings of regular functions. Another invariant of a variety XX is its function field K(X)K(X), whose elements are the germs U,φU\langle U, \varphi_{U} \rangle with φU\varphi_U a regular function on the open set UU. Multiplying germs is then achieved sheaf-theoretically,

U,φU V,φV=UV,φUφV.\langle U, \varphi_{U} \rangle\ \cdot \langle V, \varphi_{V} \rangle = \langle U\cap V, \varphi_{U} \cdot \varphi_{V} \rangle.

Rational maps answer two questions for us:

  1. Is there a corresponding geometric category for the maps between function fields?
  2. Locally, regular functions are quotients of polynomials. To what extent can we obtain a similar global description of the regular functions?

Definition: Let X,YX, Y be varieties. A rational map XYX \to Y is an equivalence class U,φU\langle U, \varphi_{U} \rangle with UXU \subseteq X open and φU:UφU(U)Y\varphi_{U} : U \to \varphi_{U}(U) \subseteq Y a morphism, where the equivalence relation is that

U,φUV,φV    φUUV=φVUV,\langle U, \varphi_{U} \rangle \sim \langle V, \varphi_{V} \rangle \iff \varphi_{U}|_{U\cap V} = \varphi_{V}|_{U \cap V},

where UV0U\cap V \neq 0.

A rational map is dominant if it has a class representative U,φU\langle U, \varphi_{U} \rangle with dense image in YY.

Definition: A birational map is a rational map with a two-sided rational inverse. If there is a birational map between XX and YY varieties, we say that XX is birationally equivalent to YY.

Lemma: Let φ, ψ:XY\varphi, \ \psi: X \to Y be two morphisms agreeing on a nonempty open set UU. Then φ=ψ\varphi = \psi on all of XX.

Proof: Any variety is irreducible, so in particular UU in dense in XX. Let f:Ykf: Y \to k be regular and consider the closed set V(fφfψ)V(f\varphi - f\psi) in XX. We have UV(fφfψ)U \subseteq V(f\varphi - f\psi), so it follows that V(fφfψ)=XV(f\varphi - f\psi) = X by density. Now points are closed for any variety, so given yφ(X)y \in \varphi(X) we can choose a regular function gy:Ykg_{y}: Y \to k whose only zero is yy. For any xφ1(y)x \in \varphi^{-1}(y) we have xV(gyφgyψ)x \in V(g_{y}\varphi - g_{y}\psi) by the above statement, so that φ(x)=ψ(x)\varphi(x) = \psi(x). Letting yy vary gives the equality of of functions. \square

First phrasing of proof: If φ(x)ψ(x)\varphi(x) \neq \psi(x), then for f:Ykf: Y \to k regular we have fφfψ0f\varphi - f\psi \neq 0 (as UU is a collection of points on which it is nonvanishing) and V(fφfψ)V(f\varphi - f\psi) is closed in XX. The complement is an open set containing UU, contradicting density.

Note: This result is telling us a property of the topology of varieties: the diagonal subset ΔY={(y,y)Y×Y}\Delta_{Y} = \{(y,y) \in Y \times Y\} of their product is always closed. This condition is called being separated in algebraic geometry, and is used in analogy to Hausdorffness. Stated this way, it looks identical to the usual Hausdorff condition, but the topology on the product of varieties is not the product topology.

We need to know a little more about the category of varieties to obtain a good answer to (1).

Lemma: Let YAnY \subseteq \mathbb{A}^n be the hypersurface V(f)V(f), where fk[x1,xn]f \in k[x_1 \dots, x_n]. Then the complement H=AnYH = \mathbb{A}^n \setminus Y is isomorphic to V(xn+1f1)An+1V(x_{n+1}f-1) \subseteq \mathbb{A}^{n+1}, so is an affine variety with coordinate ring k[x1,,xn]fk[x_{1}, \dots, x_{n}]_{f}.

Proof: Letting A=k[x1,,xn]A = k[x_1, \dots, x_{n}], the localisation map AAfA \to A_f induces a morphism of affine varieties φ:V(xn+1f1)An\varphi: V(x_{n+1}f-1) \to \mathbb{A}^n. The preimage of a point (a1,,an)An(a_{1},\dots, a_{n}) \in \mathbb{A}^n is either empty or is a single point with coordinates (a1,,an,f(a1,,an)1)(a_{1}, \dots, a_{n}, f(a_{1}, \dots, a_{n})^{-1}) in An+1,\mathbb{A}^{n+1}, so φ\varphi is injective. In particular, we see that Im(φ)=H\text{Im}(\varphi) = H. Finally, the map φ1\varphi^{-1} is given by φ1(a1,,an)=(a1,,an,f(a1,,an)1).\varphi^{-1}(a_{1}, \dots, a_{n}) = (a_{1}, \dots, a_{n}, f(a_{1}, \dots, a_{n})^{-1}). Since the coordinate functions are all regular on V(xn+1f1)V(x_{n+1}f-1) we see that φ1\varphi^{-1} is also a morphism of varieties, proving that HV(xn+1f1)H \cong V(x_{n+1}f-1). \square

Proposition: The topology on a variety YY has a base of open affine subsets.

Proof: It suffices to show that for every open neighbourhood pUp \in U of a point pYp \in Y, there is an affine open pVUp \in V \subseteq U. A subset of UU is relatively open if it open in YY, so since UU is a variety we can reduce to U=YU=Y, and since varieties have quasiaffine covers we can assume YAnY \subseteq \mathbb{A}^n for some n.n. Let Z=YYZ = \overline{Y} \setminus Y, and let a\mathfrak{a} be the ideal corresponding to this closed subset of An\mathbb{A}^n. Since p∉Zp \not \in Z, there is some polynomial faf \in \mathfrak{a} with f(p)0f(p) \neq 0. We have ZV(f)=:HZ \subseteq V(f) =: H, and since HH does not contain pp, pYYHp \in Y \setminus Y\cap H open. On the other hand, in An\mathbb{A}^n we have YYHY(AnH)AnHY \setminus Y \cap H \subseteq \overline{Y}\cap (\mathbb{A}^n \setminus H) \subseteq \mathbb{A}^n \setminus H a closed subset of an affine variety, so YYHY \setminus Y \cap H is itself affine. \square

Theorem: The category of varieties over kk with morphisms the dominant rational maps is equivalent to the category of finitely generated field extensions of kk. We have a bijective correspondence

{dominant rational maps XY}    {k-algebra homomorphisms K(Y)K(X)}.\bigl\{\text{dominant rational maps } X \to Y\bigr\} \iff\bigl\{ k\text{-algebra homomorphisms } K(Y) \to K(X)\bigr\}.

Proof: If φ:XY\varphi: X \to Y is dominant rational represented by its values on an open UXU \subseteq X with dense image, then for fK(Y)f \in K(Y) regular on VYV \subseteq Y we have fφ:φU1(V)kf\varphi : \varphi|_{U}^{-1}(V) \to k regular and φU1(V)\varphi|_{U}^{-1}(V) is nonempty open by density of φ(U)\varphi(U). This construction makes the assignment XK(X)X \mapsto K(X) a contravariant functor from varieties with dominant rational maps to the category of field extensions of kk, K(XφY)=φ:K(Y)K(X), V,fφU1(V),fφU.K\bigl( X \xrightarrow{\varphi} Y \bigr) = \quad \varphi_{*} : K(Y) \to K(X), \ \langle V, f\rangle \mapsto \langle \varphi_{U}^{-1}(V), f\varphi|_{U}\rangle.We have K(Y)=K(U)K(Y) = K(U) for any open subset UU of YY by definition, so by the above proposition every variety has the function field of an affine variety. For affine varieties the function field is just the fraction field of the coordinate ring, which is finitely generated with tr. degkK(U)=dim(U)\text{tr. deg}_{k}K(U) = \text{dim}(U). It follows that the functor KK has image contained in the full subcategory of finitely generated extensions of kk.

To show that KK is fully faithful we give an inverse construction. Let θ:K(Y)K(X)\theta : K(Y) \to K(X) be a kk-homomorphism, and assume without loss of generality that YY is affine. The coordinate ring A(Y)A(Y) of YY is finitely generated, and if we choose generators y1,,yny_1, \dots, y_{n} then there are open sets UiYU_i \subseteq Y for yiy_i on which θ(yi)\theta(y_i) is defined, and θ(yi)\theta(y_i) is regular on an open set ViV_i in XX. Since the ViV_i contain distinguished open sets D(fi)D(f_i) for some polynomial fif_i (from the proposition), their intersection V1Vn=:VV_1 \cap \dots \cap V_{n} =: V contains D(f1fn)D(f_{1}\dots f_{n}) so is nonempty and open. This means that the map yiθ(yi)y_i \to \theta(y_i) gives an injective homomorphism A(Y)O(V)A(Y) \to \mathcal{O}(V) (because injective at the function field level), corresponding to a dominant morphism VYV \to Y of varieties, or in other words a dominant rational map θ:XY\theta': X \to Y. Precomposition with θ\theta' recovers θ\theta, so this construction inverts KK on morphisms.

The last thing to check is that KK is essentially surjective: every finitely generated extension of kk is the function field of some variety. Let L/kL/k be finitely generated, and choose generators y1,,yny_1, \dots, y_{n}. Then the sub-kk-algebra BB generated by the yiy_i (leaving out their inverses, but keeping relations between them) is a quotient of the polynomial ring k[x1,,xn]k[x_1, \dots, x_{n}], making BB the coordinate ring of an affine variety YY. It follows that K(Y)LK(Y) \cong L. \square

With this theorem we have completely answered our question (1): varieties and dominant rational maps is the geometric category corresponding to maps of function fields. We have also made some progress towards (2): the proof shows that every variety is birational to any of its affine open subsets, and on these subsets all regular functions are in the coordinate ring, ie they are polynomials satisfying some relations. For a complete answer we would like a better model of the function field: a class of (affine) varieties whose coordinate rings also have relations we understand. To construct such a model we will use some field theory.

Primitive Element Theorem: If L/KL/K is a finite separable extension, there is an element α\alpha such that L=k(α)L = k(\alpha). If β1,,βn\beta_{1}, \dots, \beta_{n} are generators for LL as a KK-vector space and KK is infinite, then we can take α=c1β1++cnβn\alpha = c_{1}\beta_{1} + \dots + c_{n}\beta_{n} for some c1,,cnKc_1, \dots, c_{n} \in K.

Definition: A field extension K/kK/k is separably generated if it has a transcendence base {xi}iI\{x_{i}\}_{i \in I} so that K/k({xi})K/k(\{x_{i}\}) is a separable extension (recall that usually this extension is only assumed to be algebraic). If this is the case, we call {xi}\{x_{i}\} a separating transcendence base.

Theorem [ Zariski-Samuel Vol I Chp I § 13 Thm 30 ]: Let K/kK/k be a separably generated with finite cardinality transcendence base. Then any set of generators for KK contains a separating base.

The proof of this result (Maclane's theorem) inducts on the number of generators in a separating base. Once the result is known for one generator the inductive step simply involves ordering the variables so that we have a composition of extensions, one with a separating base of one element. The theoretical input to the key one-generator step is background on perfect fields.

Definition: A field kk is perfect if it is characteristic 0, or if it is characteristic pp and k=kpk = k^p, ie every element has a ppth root.

In characteristic 0, every algebraic extension of a field is separable, and in characteristic pp this also holds if the base field is perfect (see the aforementioned chapter of Zariski-Samuel for details of the proof). Note in particular that algebraically closed fields in any characteristic are perfect. This result also extends to transcendental extensions, as we see below.

Theorem [ Zariski-Samuel Vol I Chp I § 13 Thm 31 ]: If kk is perfect, then any extension K/kK/k with finite transcendence degree (ie a finitely generated extension) is separably generated.

Theorem: Any variety XX of dimension nn is birational to a hypersurface YY in Pr+1\mathbb{P}^{r+1}.

Proof: Since the field kk of definition is algebraically closed, the function field K(X)/kK(X)/k is finite separably generated over kk, so there is a transcendence base {x1,,xr}\{x_1, \dots, x_{r}\} such that K(X)/k(x1,,xr)K(X)/k(x_{1}, \dots, x_{r}) is finite separable. The primitive element theorem implies that K(X)=k(x1,,xr,y)K(X) = k(x_1, \dots, x_{r}, y) for some separable element yy over k(x1,,xr)k(x_{1},\dots, x_{r}).

Since yy is a zero for an irreducible rational polynomial in x1,,xrx_1, \dots, x_{r}, we can clear denominators to express as a root of an irreducible polynomial f(x1,,xr,y)f(x_1,\dots, x_{r}, y) in k[x1,,xr,y]k[x_{1}, \dots, x_{r}, y]. The polynomial ff cuts out a hypersurface V(f)Ar+1V(f) \subseteq \mathbb{A}^{r+1} satisfying K(V(f))=Frac(k[x1,,xr,y]/(f))=k(x1,,xn,y),K(V(f)) = \text{Frac}\left( k[x_{1},\dots, x_{r},y]/(f) \right) = k(x_{1},\dots, x_{n},y),so by the equivalence of categories between varieties with rational maps and function fields we have that XX is birational to V(f)V(f). The projective closure gives the corresponding hypersurface YY. \square

Remark: It may be unclear why we take the projective closure when we have already obtained a good affine model for the variety. One reason for this is to allow us to use the strongest scheme-theoretic machinery available to study the birational equivalence class of XX: projective structure has features such as a grading on the homogeneous coordinate ring and the existence of natural ample line bundles on the variety which are helpful for algebraic applications. Topologically, it may be desirable to compactify V(f)V(f), and the projective closure is a simple way to do this.

We now also have (2): on our affine model for XX, the regular functions are described by polynomials modulo one relation. The drawback of this statement is that the description is only valid on a dense open subset of XX, which we have not identified explicitly.

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Written by Corey Lionis, denizen of the world-tree hollow.