Introduction to Quantum Groups

Speaker: Yaping Yang

These notes are from a talk given by Yaping Yang at the University of Melbourne during semester 1, 2026. Her talk was an introduction to the (geometric) representation theory of quantum groups, demonstrating results and definitions for quantum-sl2\frr{sl}_2.

Interest in quantum groups in the 1980s came from the discovery of quantum integrable systems such as the Yang-Baxter equations

R23R13R12=R12R13R23R_{23}R_{13}R_{12} = R_{12}R_{13}R_{23}

relating maps of vector spaces Rij:V⊗2→V⊗2R_{ij}: V^{\otimes 2} \to V^{\otimes 2}. The Yang-Baxter equation can be thought as the algebraic side of the Reidemeister relation

Left-hand side of the Yang-Baxter equation braid
=
Right-hand side of the Yang-Baxter equation braid

under a topological field theory correspondence. As a result, understanding the algebra of the Yang-Baxter equation translates into topological and geometric data. Drinfeld and Jimbo developed the algebraic formalism unifying these systems by deforming the universal enveloping algebra of a semisimple Lie algebra.

For the Lie algebra g=sl2\frr{g} = \frr{sl}_2 and its standard triple of generators

h=(01−10),e=(0100),f=(0010),h = \begin{pmatrix}0 & 1 \\ -1 & 0 \end{pmatrix}, \quad e = \begin{pmatrix}0 & 1 \\ 0 & 0 \end{pmatrix}, \quad f = \begin{pmatrix}0 & 0 \\ 1 & 0 \end{pmatrix},

the universal enveloping algebra is

U(g)=⟨h,e,f ∣ [h,e]=2e,[h,f]=−2f,[e,f]=h⟩.\cal{U}(\frr{g}) = \bigl \langle h, e, f \ | \ [h, e] = 2e, [h,f] = -2f, [e, f] = h \bigr \rangle.

The enveloping algebra is a C\bb{C}-algebra, and qq-deformation creates a related C(q)\bb{C}(q)-algebra Uq(sl2)U_q(\frr{sl}_2) having four generators E,F,K±E, F, K^{\pm} and relations

KEK−1=q2E,KFK−1=q−2F,[E,F]=K−K−1q−q−1.KEK^{-1} = q^2E, \quad KFK^{-1} = q^{-2}F, \quad [E, F] = \frac{K - K^{-1}}{q - q^{-1}}.

We can specialise parameters to see the relation to U(sl2)\cal{U}(\frr{sl}_2): letting q=eℏ2q = e^{\frac{\hbar}{2}}, E=exp(ℏ2e)E = \text{exp}(\frac{\hbar}{2}e), F=exp(ℏ2f)F = \text{exp}(\frac{\hbar}{2}f) and K=exp(ℏ2h)K = \text{exp}(\frac{\hbar}{2}h) the corresponding matrix exponentials, taking the limit ℏ→0\hbar \to 0 recovers sl2\frr{sl}_2.

The quantum deformation can therefore be thought of as a deformation of sl2\frr{sl}_2 in one 'direction'. The general definition for a semisimple Lie algebra/Kac-Moody group can be found here.

Hopf algebra structure

The deformed algebra carries a Hopf algebra structure with the comultiplication map
Δ:Uq(g)→Uq(g)⊗2\Delta : \cal{U}_q(\frr{g}) \to \cal{U}_q(\frr{g})^{\otimes 2} defined by

E↦E⊗K+1⊗E,F↦F⊗1+K−1⊗F,K↦K⊗K.E \mapsto E \otimes K + 1 \otimes E, \quad F \mapsto F \otimes 1 + K^{-1} \otimes F, \quad K \mapsto K \otimes K.

The Hopf algebras coming from these qq-deformations have the special property that Δ≠Δop\Delta \neq \Delta^{\text{op}}. Yang-Baxter R\cal{R}-matrices1 intertwine the multiplications, RΔR−1=ΔopR\Delta R^{-1} = \Delta^{\text{op}}.

Representations of Uq(g)\cal{U}_q(\frr{g})

For a generic choice of complex parameter qq, one has

Uq(g)≃U(g)⊗C(q).\cal{U}_q(\frr{g}) \simeq \cal{U}(\frr{g})\otimes \bb{C}(q).

In these cases, representations of Uq(g)\cal{U}_q(\frr{g}) intertwine g\frr{g}-actions with multiplication by qq.

Category O\cal{O}

Category O\cal{O} is an abelian category containing all finite semisimple modules and all Verma modules. The integral subcategory Oint\cal{O}_{\text{int}} consists of modules built using the integral weights PP of the Lie algebra g\frr{g}.

Working with sl2\frr{sl}_2 for simplicity, for each weight μ∈P\mu \in P let VμV_{\mu} be the finite-dimensional weight module which is a quotient of the weight-μ\mu Verma module. This means that VμV_\mu is generated by a single highest-weight vector vv such that

Kv=q⟨μ,α∨⟩v,Kv = q^{\langle \mu, \alpha^\vee \rangle} v,

where α∨\alpha^\vee is the simple dominant coroot of sl2\frr{sl}_2.

The integral subcategory Oint(sl2)\cal{O}_{\text{int}}(\frr{sl}_2) consists of all Uq(g)\cal{U}_q(\frr{g})-modules where

  • The action of KK on VV is diagonalisable, with eigenspace decomposition
V=⨁μ∈PVμ,\begin{equation*} V = \bigoplus_{\mu \in P} V_{\mu}, \end{equation*}
  • For all v∈Vv \in V, Uq(g)\cal{U}_q(\frr{g}) is finite-dimensional.

Theorem: The simple objects of Oint\cal{O}_{\text{int}} are the weight modules L(w)L(w) with regular dominant integral weights,

L(w)=Vw,w∈Z>0.L(w) = V_w, w \in \bb{Z}_{> 0}.

With this phrasing, the theorem generalises to arbitrary g\frr{g} after correctly identifying the weight lattice. Since PP denotes the dominant integral weights, we also write P+P^+ for the set of regular weights in PP.

Theorem: For all modules V∈OintV \in \cal{O}_{\text{int}},

ch(V)=∑μ∈Pdim(Vμ)eμ∈Z[P],\text{ch}(V) = \sum_{\mu \in P} \text{dim}(V_\mu) e^{\mu} \in \bb{Z}[P],

where ch\text{ch} sends VV to its character and eμe^\mu is the idempotent associated with VμV_\mu. The character ch(L(w))\text{ch}(L(w)) is determined by a Weyl character formula.

In the sl2\frr{sl}_2 case, L(w)=Span{Xw−2r ∣ 0≤r≤w}L(w) = \text{Span}\{X_{w-2r} \ | \ 0 \leq r \leq w \} and EE, FF act by raising/lowering:

FrXw=Xw−2r,ErXw−2r=Xw.F^rX_w = X_{w-2r}, \quad E^rX_{w-2r} = X_w.

Of course, EXw=0EX_w = 0.

Integral form

Let A=Z[q,q−1]\cal{A} = \bb{Z}[q, q^{-1}], and let

[s]q=qs−q−sq−q−1,[s]_q = \frac{q^s - q^{-s}}{q - q^{-1}},

with s∈Ns \in \bb{N}. This formula is called the qq-binomial. Its first values are

[1]q=1,[2]q=q+q−1,[3]q=q2+1+q−2.[1]_q = 1, \quad [2]_q = q + q^{-1}, \quad [3]_q = q^2 + 1 + q^{-2}.

Using this formula we define the qq-factorial

[n]q ⁣=[n]q⋅⋯⋅[1]q.[n]_q\! = [n]_q \cdot \dots \cdot [1]_q.

The divided power quantum algebra is the A\cal{A}-subalgebra of Uq(g)\cal{U}_q(\frr{g}) generated by the elements

E(N)=EN[N]q ⁣,F(N)=FN[N]q ⁣,K±E^{(N)} = \frac{E^N}{[N]_q\!}, \quad F^{(N)} = \frac{F^N}{[N]_q\!}, \quad K^{\pm}

for N∈NN \in \bb{N}. Lusztig's quantum algebra for the ℓ\ellth root of unity ε\eps is defined to be

Uε(g)=UA⊗Z[q±]Cε,\cal{U}_{\eps}(\frr{g}) = \cal{U}_{\cal{A}} \otimes_{\bb{Z}[q^{\pm}]} \bb{C}_{\eps},

where the notation Cε\bb{C}_{\eps} means we make C\bb{C} into an A\cal{A}-module with qq acting by ε\eps. This is distinct from the more intuitive de Concini-Kac quantum group UεDK(g)=Uq(g)/(q−ε)\cal{U}^{DK}_{\eps}(\frr{g}) = \cal{U}_q(\frr{g})/(q-\eps).

The parameter ε\eps reduces the generating set of dividing powers to a finite set E,F,K±,E(ℓ),F(ℓ)E, F, K^{\pm}, E^{(\ell)}, F^{(\ell)}. As an example, ε3=1\eps^3 = 1 gives

ε+ε2=−1  ⟹  E(2)=−E2\eps + \eps^2 = -1 \implies E^{(2)} = -E^2

so that the denominator disappears.

Defining L(w)L(w) in the same way for Uε(sl2)\cal{U}_{\eps}(\frr{sl}_2) as for Uq(sl2)\cal{U}_q(\frr{sl}_2), the eigenvalues are all given in terms of ε\eps:

KXw−2r=εw−2rXw−2r,FXw−2r=[r+1]εXw−2r−2,EXw−2r=[w−r+1]εXw−2r+2.\begin{aligned} KX_{w - 2r} &= \eps^{w-2r}X_{w - 2r}, \\ FX_{w-2r} &= [r+1]_{\eps}X_{w - 2r - 2}, \\ EX_{w - 2r} &= [w - r + 1]_{\eps} X_{w-2r + 2}. \end{aligned}

This module is no longer irreducible, but the quotient L(w)′=L(w)/Span{Xℓ,X−ℓ}L(w)' = L(w)/ \text{Span}\{X_\ell, X_{-\ell}\} replaces it.

Lusztig's Theorem KL91: Let w∈P+w \in P^+. Then the character of L(w)′L(w)' is given by the formula

ch[L(w)′]=∑y∈P+ηw,yPw,y(1)ch[L(w)],\text{ch}[L(w)'] = \sum_{y \in P^+} \eta_{w, y} P_{w, y}(1) \text{ch}[L(w)],

where Pw,yP_{w, y} is the Kazhdan-Lusztig polynomial with parameters w,yw, y and ηw,y∈{±1}\eta_{w,y} \in \{\pm 1\}....

Footnotes

  1. This is a simplification of the structure: the canonical R\cal{R}-matrix for Uq(g)\cal{U}_q(\frr{g}) is expressed by an infinite sum, so it can only be written as a finite rank matrix within a representation. In general there are multiple choices of R\cal{R}-matrix satisfying the Yang-Baxter equation and intertwining the comultiplications. There are also solutions to the Yang-Baxter equation which cannot come from a universal R\cal{R}-matrix ChariPressley95 §4.2 §8.3.
  2. Some recent papers: Quantum Toroidal Algebras, Quasimaps, Coulomb Branch, Quantum Groups, Shuffle Algebras and Zastava, Category O\cal{O} Truncated Yangians.

References

  1. I recommend EtingofSemenyakin21 for learning modern perspective and practice problems.
  2. AndersenMazorchuk14 studies category O\cal{O} for generic parameters and Lusztig's quantum group, also including projectives and injectives.
  3. Category O\cal{O} has deeper structural properties and relations to geometry than we have covered. A source for this (for representations of g\frr{g}) is the book Representations of Semisimple Lie Algebras in the BGG Category O\cal{O} by James Humphreys (archived prepublication copy here).
  4. Induction functors for quantum algebras are studied in AndersenPoloKexin91. See also the survey Andersen22 for a contemporary survey on connections to cohomology of flag varieties.
  5. The approach to representations of Uq(g)\cal{U}_q(\frr{g}) through quiver varieties is detailed in Lusztig91 and BeilinsonLusztigMacPherson90. See Nakajima01 for the geometric representation theory of affine quantum algebras.
  6. De Concini and Kac study the 'generic parameter' version of the quantum enveloping algebra when qq is taken to be a root of unity.