Under the World Tree

Derived Categories and Enumerative Invariants of Genus-One Fibrations

Speaker: Emanuel Scheidegger

Introduction

In mirror symmetry, one of the ways we approach the motivating conjectures (homological projective duality and general existence of mirrors for Calabi-Yau threefolds) is by collecting evidence, ie writing down invariants of Calabi-Yaus and their mirrors and finding different ways to calculate and compare them. For XX a simply connected Calabi-Yau threefold, there are a few types of invariants we are interested in:

  • Diffeomorphism invariants
    • Hodge numbers, especially h1,1(X)=rk H2(X,Z)h^{1,1}(X) = \text{rk} \ H^2(X, \mathbb{Z}) and h2,1(X)=rk H3(X,Z)h^{2,1}(X) = \text{rk} \ H^3(X, \mathbb{Z})
  • Invariants under change of Kähler structure
    • derived category of coherent sheaves D(Coh(X))\mathsf{D}^{\flat}(\text{Coh}(X))
  • Deformation invariants
    • Gromov-Witten, Donaldson-Thomas invariants

Examples

Here are some examples of spaces with agreeing invariants:

  1. Let VV be a 7-dimensional complex space, and consider the Grassmannian Gr2(V)P(2V).\text{Gr}_2(V) \subseteq \mathbb{P}(\bigwedge^2 V). If HH is a hyperplane class in the Grassmannian, the space X=Gr2(V)H7X = \text{Gr}_2(V)\cap H^7 has KX=OXK_X = \mathcal{O}_X, h1,1=1,h2,1=50,H3=3,c2H=84h^{1,1} = 1, h^{2,1} = 50, H^{3} = 3, c_{2}\cdot H = 84 (where H3=3HH^3 = 3H in the cohomology/Chow ring of XX and c2c_2 is the second Chern class). Let φ:P(V)P(V)\varphi : \mathbb{P}(V) \to \mathbb{P}(V^\vee) with φ=φ\varphi = -\varphi^\vee . Let Y=D4(φ)={x  rkϕ(x)4}Y = D_4(\varphi) = \{x \ | \ \text{rk} \phi(x) \leq 4\}. Then XX and YY are not birational, but nonetheless D(Coh(X))=D(Coh(Y))\mathsf{D}^{\flat}(\text{Coh}(X)) = \mathsf{D}^{\flat}(\text{Coh}(Y)).
  2. (Reye congruence) Let VV be a 5-dimensional complex space, and let X\mathscr{X} be the Chow variety of two points in P(Sym2(V))\mathbb{P}(\text{Sym}^2(V)). The image of the canonical morphism P(V)P(Sym2(V))\mathbb{P}(V) \xhookrightarrow{} \mathbb{P}(\text{Sym}^2(V)) is a 4-plane determined by a linear system of 5 quadrics Q1Q5|Q_1\dots Q_{5}|, and if H\mathscr{H} is the locus of singular quadrics one has D(Coh(X))=D(Coh(H))\mathsf{D}^{\flat}(\text{Coh}(\mathscr{X})) = \mathsf{D}^{\flat}(\text{Coh}(\mathscr{H})).
  3. (Octic double solids) Let XX be a smooth complete intersection in P7\mathbb{P}^7, with invariants
h1,1=1,h2,1=65,H3=16,c2H=64.h^{1,1} = 1, h^{2,1} = 65, H^3 = 16, c_{2} \cdot H = 64.

Let Y2:1P3Y \xrightarrow{2:1} \mathbb{P}^3 be a double cover branched over

B={xP3  det(A(x))=0},B = \{x \in \mathbb{P}^3 \ | \ \text{det}(A(x)) = 0\},

where A(x)A(x) is a matrix associated to xx in M3(C[x])M_3(\mathbb{C}[x]). Then YY is a singular Calabi-Yau threefold having 84 nodal singularities. YY admits a noncompact crepant resolution to a projective space (P3,B)(\mathbb{P}^3, \mathcal{B}) equipped with a sheaf of Azumaya algebras, and D(Coh(X))=D(Coh(P3,B))\mathsf{D}^{\flat}(\text{Coh}(X)) = \mathsf{D}^{\flat}(\text{Coh}(\mathbb{P}^3, \mathcal{B})). For another equivalence, YY has an analytic crepant small resolution to a space Y^\hat{Y} with Br(Y^)Z/2Z\text{Br}(\hat{Y}) \cong \mathbb{Z} / 2\mathbb{Z}, and with α\alpha the nontrivial class in the Brauer group one has D(Coh(X))=D(Coh(Y^,α)).\mathsf{D}^{\flat}(\text{Coh}(X)) = \mathsf{D}^{\flat}(\text{Coh}(\hat{Y}, \alpha)).

These examples are analysed in the literature using the GLSM formalism: Example 1 is in Hori Tong '07 Example 2 is in Hori '13 Example 3 is in Calderaru et al '07 Another famous example is the Orlov space, this in Hori Herbst Page '08 A feature all of these examples have in common is that h1,1=1h^{1,1} = 1, how can we get examples with h1,1=2h^{1,1} = 2? \to Genus one fibrations.

The GLSM formalism

A gauged linear sigma model (GLSM) is a 5-tuple of data (G,ρ,R,W,t)(G, \rho, R, W, t), where:

  • GG is a compact Lie group
  • ρ:GV\rho : G \to V is a faithful unitary representation of GG
  • RR is a faithful unitary representation of U(1)\mathsf{U}(1) (same target space as ρ\rho)
  • WW is an element of the GG-invariants ring SGS^G of S=Sym VS = \mathsf{Sym}^\bullet \ V^\vee with RR-weight 2
  • tt is an element of T=(tC2πiρ(g))W(T,G)\mathcal{T} = \left( \frac{\mathfrak{t}_{\mathbb{C}}^\vee}{2\pi i \rho(\mathfrak{g})} \right)^{\mathcal{W}(T, G)} (this is called the FI-theta parameter in the physics literature)

For μ:Vg\mu : V \to \mathfrak{g}^\vee the moment map and ζRe(T)\zeta \in \text{Re}(\mathcal{T}) a regular value, the Higgs branch is a certain intersection XζX_\zeta of the preimage μ1(ζ)\mu^{-1}(\zeta) inside VV (what is it?).

The Coulomb branch is the union of loci in T\mathcal{T} where the GLSM is singular (I think).

Set W~eff(σ,t)=t(σ)+2πiρW(σ)QjhQj(σ)(log(Qj(σ)1))\widetilde{W}_{\text{eff}}(\sigma, t) = -t(\sigma) + 2\pi i \rho_{W}(\sigma)\cdot\sum_{Q_{j} \in \mathfrak{h}^\vee} Q_{j}(\sigma)(\text{log}(Q_{j}(\sigma) - 1)), where tt is as above and σZ(gC)\sigma \in \mathsf{Z}(\mathfrak{g}_{\mathbb{C}}). Then the stringy Kähler moduli space is MK=TΔ\mathcal{M}_{K} = \mathcal{T} \setminus \Delta, where Δ\Delta is the union of critical loci for W~effH\widetilde{W}_{\text{eff}}^H over all subgroups HH of GG.

Remark: The real locus of the stringy moduli space has finitely many connected components PiP_i called phases. By the relation between symplectic and GIT quotients, each phase is a possible linearisation for the GIT quotient. The imaginary locus has smoothness properties allowing one to interpolate through the real phases by passing through the imaginary locus.

GLSM \to D-branes (not used later)

A brane is a 4-tuple B=(M,Q,ρ,r)B = (M, Q, \rho, r_*), where

  • MM is a Z/2Z\mathbb{Z} / 2\mathbb{Z}-graded free SS-module (SS as above)

  • QEndS1(M)Q \in \text{End}^1_S(M) (this subscript usually indicates a distinguished subgroup of the endomorphism group)

  • ρM:GGL(M)\rho_M : G \to GL(M) is a complex representation

  • r:U(1)GL(M)r_{*} : U(1) \to GL(M) is a complex representation such that Q2=WQ^2 = W, QQ is GG-equivariant, etc.

  • There are limiting points pip_i attached to each phase above, which have associated triangulate categories DiD_i (these are really associated to the Higgs branch of regular values in the phase). There are various conjectural equivalences of these DiD_i to triangulated categories of algebraic invariants, depending on the branch.

  • Conjecture: There are essential surjections πi:DDi\pi_i : D \to D_i (from total triangulated category to triangulated category of the phases) and natural equivalences DiDjD_{i} \xrightarrow{\sim} D_{j}.

  • Define the hemisphere partition function

ZD2:K0(D)×MC,ZD2([B],t)=γtCdrσα+α(σ)sinh(πα(σ))j=1mΓ(iQj(σ)+Rj2)exp(itσ)fB(σ)\begin{aligned} Z_{D^2} &: K_{0}(D) \times \mathcal{M} \to \mathbb{C}, \\ Z_{D^2}([B], t) = &\int_{\gamma \subseteq \mathfrak{t}_{\mathbb{C}}}d^r\sigma \prod_{\alpha \in \prod^+} \alpha(\sigma)\sinh(\pi \alpha(\sigma)) \prod_{j=1}^m \Gamma\left( i Q_{j}(\sigma) + \frac{R_{j}}{2} \right)\exp(it \sigma) f_{B}(\sigma) \end{aligned}

( not sure what all of the parts here are).

Conjecture: To each limiting point pip_i, there should be an associated cohomological field theory:

  • a state space Hi=HH(Di)H_i = HH_*(D_i) (Hochschild homology) with a pairing  , :Hi×HiC\langle \ , \ \rangle: H_{i} \times H_{i} \to \mathbb{C}
  • for all ii, ZD2([B],t)=ch(πi(B)),Γ^iJi(t)Z_{D^2}([B], t) = \langle \text{ch}(\pi_{i}(B)), \hat{\Gamma}_{i} \circ J_{i}(t) \rangle, where ch\text{ch} is the Chern character, the JiHi[t][[et]]J_i \in H_i[t][[e^t]] are certain J-functions and tPi+(iR/Z)dim(MK)t \in P_i + (i \mathbb{R}/ \mathbb{Z})^{\text{dim}(\mathcal{M}_{K})}.

Elliptic Fibrations

  • In the following examples, we will use an elliptic normal curve. For our purposes, this is a smooth projective curve EE of genus 1 and degree N3N \geq 3, so that EE can be immersed in PN1\mathbb{P}^{N-1} with image not contained in a hyperplane.
    • Example: If N=3N = 3, EE is a cubic in P2\mathbb{P}^2.

Pfaffian varieties

Let AA be a (2r+1)(2r+1)-dimensional square matrix, skew-symmetric with entries in (Sym(x0,,xr))1(\mathsf{Sym}^\bullet(x_0,\dots, x_{r}))_{1} (degree 1 polynomials in r+1r+1 variables). Let MiM_i be the 2r×2r2r\times 2r minor obtained by deleting the iith row and column from AA, pf(Mi)\text{pf}(M_{i}) its Pfaffian (choice of square-root for det(Mi)\text{det}(M_{i})). We define the Pfaffian variety Dr(A)D_{r}(A) of AA to be V(i=12r+1pf(Mi))V(\prod_{i=1}^{2r+1}\text{pf}(M_{i})), the vanishing locus of all of the Pfaffians.

Homological projective duality for elliptic normal curves in degree

Let VV be a 5-dimensional complex vector space, L2VL \subseteq \bigwedge^2 V^\vee a 5-dimensional subspace, LL^\perp its orthogonal complement. Then we have a diamond

Inclusions in elliptic normal curve projective duality

of inclusions with X0X_0 our elliptically fibred surface (I think ), the Plücker embedding from the Grassmannian and the induced map of projective spaces from the inclusion L2VL^\perp \subseteq \bigwedge^2 V. The dual picture is the diamond

Duality diagram for Grassmannian and elliptic curve
,

and we find that Pf(2,V)\text{Pf}(2, V^\vee) is dual to the Grassmannian, D(Coh(X0))D(Coh(Y0)).\mathsf{D}^{\flat}(\text{Coh}(X_{0})) \cong \mathsf{D}^{\flat}(\text{Coh}(Y_{0})).

In the GLSM version of this homological duality setup (see Hori Knapp '13), G=U(2)G = U(2) with stringy Kähler space MK=C/et\mathcal{M}_{K} = \mathbb{C}^* / e^{-t}, et=12(11±55)e^{-t} = \frac{1}{2}(11 \pm 5\sqrt{5}). The Higgs branch is Y0Y_0.

General Elliptic Fibration Picture

The correct setting for an elliptic fibration is a flat proper holomorphic surjection π:XB\pi: X \twoheadrightarrow B. There is a minimal integer N>0N > 0 such that a divisor DXD \subseteq X exists with πD:DN:1B\pi|_{D} : D \xrightarrow{N : 1} B an NN-fold cover. If N=1N = 1, we call π\pi an elliptic fibration. Equivalently, there is a line bundle LXL \to X with deg(LC)=N\text{deg}(L|_{C}) = N for every fibre CC of π\pi, DC=ND\cdot C = N (has intersection multiplicity NN).

Intersection theory characterisation of Calabi-Yau elliptic fibrations (Oguiso '93): Let XX be a smooth projective Calabi-Yau threefold, D0D \geq 0 a divisor on XX satisfying D3=0D^3 = 0, D2≢0D^2 \not \equiv 0, Dc2>0D\cdot c_{2} > 0. Then there is a base space realising XX as an elliptic fibration.

  • People are interested in a physics interpretation of these examples for the modular bootstrap and for studying the topological string partition function
  • Knapp, Schimanneck and Scheidegger focus especially on the N=5N = 5 elliptic normal curve because the Calabi-Yau cannot be realised as a singular toric variety (most known mirrors can)
  • They constructed 13 pairs of such spaces and computed their Hodge numbers and other diffeomorphism invariants

Theorem(Knapp, Schimannek, Scheidegger '21): Let π:XB\pi : X \to B a smooth projective Calabi-Yau threefold which is an elliptic fibration admitting a 5-section ( this should be equivalent to the fibres being degree 5 elliptic normal curves). Then:

  • XX is a determinantal subvariety of a Grassmannian bundle
  • XX, MK\mathcal{M}_{K} can be studied using a U(M)×U(1)nU(M)\times U(1)^n GLSM (MM a certain DD-brane)
  • these fibrations come in pairs (X,Y)(X, Y), which are conjecturally mirror duals
  • there is also a statement about Fourier-Mukai transforms I missed

Open Questions

( this summary should be close to correct but I'm kind of guessing what the notation means) In general, we so far usually have a picture as below: We have a mirror space YY and an analytic non-Kähler resolution Y\overline{Y}, but we can get an associated algebro-geometric space by taking the noncommutative space associated to a nonzero element αBr(Y)\alpha \in \text{Br}(Y) which will have D(Coh(Y))D(Coh(Ync,α))\mathsf{D}^{\flat}(\text{Coh}(\overline{Y})) \cong \mathsf{D}^{\flat}(\text{Coh}(Y_{\text{nc}, \alpha})). Then we can pass to a smooth deformation YY' of Y\overline{Y}. The correct and precise version of this is in Thomas Calabrese '16.

Sketch of relations between spaces appearing in the mirror setting

The things we want to know are:

  • What are the bounded derived categories of singular elliptic fibrations?
  • Is it possible to calculate topological invariants using only the data of the DD-brane?
  • Can we work out Br(Y)\text{Br}(Y) and the noncommutative scheme structure from the GLSM?
  • Can we work out the Fourier-Mukai transform using matrix factorisation in the GLSM?