Derived Categories and Enumerative Invariants of Genus-One Fibrations

Speaker: Emanuel Scheidegger

These notes are from a research talk held at the University of Melbourne in February 2026. The talk covered the expected and understood relationships between mirror symmetry invariants, drawing especially from calculations for elliptic fibrations. Any errors and confusions in the notes are my own!

Introduction

In mirror symmetry, one of the ways we approach the motivating conjectures (homological projective duality and general existence of mirrors for Calabi-Yau threefolds) is by collecting evidence, ie writing down invariants of Calabi-Yaus and their mirrors and finding different ways to calculate and compare them. For XX a simply connected Calabi-Yau threefold, there are a few types of invariants we are interested in:

  • Diffeomorphism invariants
    • Hodge numbers, especially h1,1(X)=rk H2(X,Z)h^{1,1}(X) = \text{rk} \ H^2(X, \mathbb{Z}) and h2,1(X)=rk H3(X,Z)h^{2,1}(X) = \text{rk} \ H^3(X, \mathbb{Z})
  • Invariants under change of Kähler structure
    • derived category of coherent sheaves D♭(Coh(X))\mathsf{D}^{\flat}(\text{Coh}(X))
  • Deformation invariants
    • Gromov-Witten, Donaldson-Thomas invariants

Examples

Let VV be a 7-dimensional complex space, and consider the Grassmannian Gr2(V)⊆P(⋀2V).\text{Gr}_2(V) \subseteq \mathbb{P}(\bigwedge^2 V). If HH is a hyperplane class in the Grassmannian, the space X=Gr2(V)∩H7X = \text{Gr}_2(V)\cap H^7 has

KX=OX,h1,1=1,h2,1=50,H3=3,c2⋅H=84K_X = \mathcal{O}_X, h^{1,1} = 1, h^{2,1} = 50, H^{3} = 3, c_{2}\cdot H = 84

(where H3=3HH^3 = 3H in the cohomology/Chow ring of XX and c2c_2 is the second Chern class). Let φ:P(V)→P(V∨)\varphi : \mathbb{P}(V) \to \mathbb{P}(V^\vee) with φ=−φ∨\varphi = -\varphi^\vee . Let Y=D4(φ)={x ∣ rkϕ(x)≤4}Y = D_4(\varphi) = \{x \ | \ \text{rk} \phi(x) \leq 4\}. Then XX and YY are not birational, but nonetheless D♭(Coh(X))=D♭(Coh(Y))\mathsf{D}^{\flat}(\text{Coh}(X)) = \mathsf{D}^{\flat}(\text{Coh}(Y)).

(Reye congruence) Let VV be a 5-dimensional complex space, and let X\mathscr{X} be the Chow variety of two points in P(Sym2(V))\mathbb{P}(\text{Sym}^2(V)). The image of the canonical morphism P(V)↪P(Sym2(V))\mathbb{P}(V) \xhookrightarrow{} \mathbb{P}(\text{Sym}^2(V)) is a 4-plane determined by a linear system of 5 quadrics ∣Q1…Q5∣|Q_1\dots Q_{5}|, and if H\mathscr{H} is the locus of singular quadrics one has D♭(Coh(X))=D♭(Coh(H))\mathsf{D}^{\flat}(\text{Coh}(\mathscr{X})) = \mathsf{D}^{\flat}(\text{Coh}(\mathscr{H})).

(Octic double solids) Let XX be a smooth complete intersection in P7\mathbb{P}^7, with invariants

h1,1=1,h2,1=65,H3=16,c2⋅H=64.h^{1,1} = 1, h^{2,1} = 65, H^3 = 16, c_{2} \cdot H = 64.

Let Y→2:1P3Y \xrightarrow{2:1} \mathbb{P}^3 be a double cover branched over

B={x∈P3 ∣ det(A(x))=0},B = \{x \in \mathbb{P}^3 \ | \ \text{det}(A(x)) = 0\},

where A(x)A(x) is a matrix associated to xx in M3(C[x])M_3(\mathbb{C}[x]). Then YY is a singular Calabi-Yau threefold having 84 nodal singularities. YY admits a noncompact crepant resolution to a projective space (P3,B)(\mathbb{P}^3, \mathcal{B}) equipped with a sheaf of Azumaya algebras, and D♭(Coh(X))=D♭(Coh(P3,B))\mathsf{D}^{\flat}(\text{Coh}(X)) = \mathsf{D}^{\flat}(\text{Coh}(\mathbb{P}^3, \mathcal{B})). For another equivalence, YY has an analytic crepant small resolution to a space Y^\hat{Y} with Br(Y^)≅Z/2Z\text{Br}(\hat{Y}) \cong \mathbb{Z} / 2\mathbb{Z}, and with α\alpha the nontrivial class in the Brauer group one has D♭(Coh(X))=D♭(Coh(Y^,α)).\mathsf{D}^{\flat}(\text{Coh}(X)) = \mathsf{D}^{\flat}(\text{Coh}(\hat{Y}, \alpha)).

These examples are analysed in the literature using the GLSM formalism:

A feature all of these examples have in common is that h1,1=1h^{1,1} = 1. Genus one fibrations give us a way to get examples with h1,1=2h^{1,1} = 2!

The GLSM formalism

A gauged linear sigma model (GLSM) is a 5-tuple of data (G,ρ,R,W,t)(G, \rho, R, W, t), where:

  • GG is a compact Lie group
  • ρ:G→V\rho : G \to V is a faithful unitary representation of GG
  • RR is a faithful unitary representation of U(1)\mathsf{U}(1) (same target space as ρ\rho)
  • WW is an element of the GG-invariants ring SGS^G of S=Sym∙ V∨S = \mathsf{Sym}^\bullet \ V^\vee with RR-weight 2
  • tt is an element of T=(tC∨2πiρ(g))W(T,G)\mathcal{T} = \left( \frac{\mathfrak{t}_{\mathbb{C}}^\vee}{2\pi i \rho(\mathfrak{g})} \right)^{\mathcal{W}(T, G)} (this is called the FI-theta parameter in the physics literature)

For μ:V→g∨\mu : V \to \mathfrak{g}^\vee the moment map and ζ∈Re(T)\zeta \in \text{Re}(\mathcal{T}) a regular value, the Higgs branch is a certain intersection XζX_\zeta of the preimage μ−1(ζ)\mu^{-1}(\zeta) inside VV (what is it?). The Coulomb branch is the union of loci in T\mathcal{T} where the GLSM is singular (I think).

Set

W~eff(σ,t)=−t(σ)+2πiρW(σ)⋅∑Qj∈h∨Qj(σ)(log(Qj(σ)−1)),\begin{aligned}\widetilde{W}_{\text{eff}}(\sigma, t) = & \\ &-t(\sigma) + 2\pi i \rho_{W}(\sigma)\cdot\sum_{Q_{j} \in \mathfrak{h}^\vee} Q_{j}(\sigma)(\text{log}(Q_{j}(\sigma) - 1)),\end{aligned}

where tt is as above and σ∈Z(gC)\sigma \in \mathsf{Z}(\mathfrak{g}_{\mathbb{C}}). Then the stringy Kähler moduli space is MK=T∖Δ\mathcal{M}_{K} = \mathcal{T} \setminus \Delta, where Δ\Delta is the union of critical loci for W~effH\widetilde{W}_{\text{eff}}^H over all subgroups HH of GG.

Remark: The real locus of the stringy moduli space has finitely many connected components PiP_i called phases. By the relation between symplectic and GIT quotients, each phase is a possible linearisation for the GIT quotient. The imaginary locus has smoothness properties allowing one to interpolate through the real phases by passing through the imaginary locus.

GLSM →\to D-branes

A brane is a 4-tuple B=(M,Q,ρ,r∗)B = (M, Q, \rho, r_*), where

  • MM is a Z/2Z\mathbb{Z} / 2\mathbb{Z}-graded free SS-module (SS as above)
  • Q∈EndS1(M)Q \in \text{End}^1_S(M) (this subscript usually indicates a distinguished subgroup of the endomorphism group)
  • ρM:G→GL(M)\rho_M : G \to GL(M) is a complex representation
  • r∗:U(1)→GL(M)r_{*} : U(1) \to GL(M) is a complex representation

such that Q2=WQ^2 = W, QQ is GG-equivariant, etc.

There are limiting points pip_i attached to each phase above, which have associated triangulated categories DiD_i (these are really associated to the Higgs branch of regular values in the phase). There are various conjectural equivalences of these DiD_i to triangulated categories of algebraic invariants, depending on the branch.

Conjecture: There are essential surjections πi:D→Di\pi_i : D \to D_i (from total triangulated category to triangulated category of the phases) and natural equivalences Di→∼DjD_{i} \xrightarrow{\sim} D_{j}.

Define the hemisphere partition function

ZD2:K0(D)×M→C,ZD2([B],t)=∫γ⊆tCdrσ∏α∈∏+α(σ)sinh⁡(πα(σ))∏j=1mΓ(iQj(σ)+Rj2)exp⁡(itσ)fB(σ)\begin{aligned} Z_{D^2} &: K_{0}(D) \times \mathcal{M} \to \mathbb{C}, \\ Z_{D^2}([B], t) = &\int_{\gamma \subseteq \mathfrak{t}_{\mathbb{C}}}d^r\sigma \prod_{\alpha \in \prod^+} \alpha(\sigma)\sinh(\pi \alpha(\sigma)) \prod_{j=1}^m \Gamma\left( i Q_{j}(\sigma) + \frac{R_{j}}{2} \right)\exp(it \sigma) f_{B}(\sigma) \end{aligned}

( I'm not sure what all of the parts here are).

Conjecture: To each limiting point pip_i, there should be an associated cohomological field theory:

  • a state space Hi=HH∗(Di)H_i = HH_*(D_i) (Hochschild homology) with a pairing ⟨ , ⟩:Hi×Hi→C\langle \ , \ \rangle: H_{i} \times H_{i} \to \mathbb{C}
  • for all ii, ZD2([B],t)=⟨ch(πi(B)),Γ^i∘Ji(t)⟩Z_{D^2}([B], t) = \langle \text{ch}(\pi_{i}(B)), \hat{\Gamma}_{i} \circ J_{i}(t) \rangle, where ch\text{ch} is the Chern character, the Ji∈Hi[t][[et]]J_i \in H_i[t][[e^t]] are certain J-functions and t∈Pi+(iR/Z)dim(MK)t \in P_i + (i \mathbb{R}/ \mathbb{Z})^{\text{dim}(\mathcal{M}_{K})}.

Elliptic Fibrations

In the following examples, we will use an elliptic normal curve. For our purposes, this is a smooth projective curve EE of genus 1 and degree N≥3N \geq 3, so that EE can be immersed in PN−1\mathbb{P}^{N-1} with image not contained in a hyperplane.

For N=3N = 3, EE is the twisted cubicH77, p7 in P2\mathbb{P}^2.

Pfaffian varieties

Let AA be a (2r+1)(2r+1)-dimensional square matrix, skew-symmetric with entries in (Sym∙(x0,…,xr))1(\mathsf{Sym}^\bullet(x_0,\dots, x_{r}))_{1} (degree 1 polynomials in r+1r+1 variables). Let MiM_i be the 2r×2r2r\times 2r minor obtained by deleting the iith row and column from AA, pf(Mi)\text{pf}(M_{i}) its Pfaffian (choice of square-root for det(Mi)\text{det}(M_{i})). We define the Pfaffian variety Dr(A)D_{r}(A) of AA to be V(∏i=12r+1pf(Mi))V(\prod_{i=1}^{2r+1}\text{pf}(M_{i})), the vanishing locus of all of the Pfaffians.

Homological projective duality for elliptic normal curves in degree 5

Let VV be a 5-dimensional complex vector space, L⊆⋀2V∨L \subseteq \bigwedge^2 V^\vee a 5-dimensional subspace, L⊥L^\perp its orthogonal complement. Then we have a diamond

Inclusions in elliptic normal curve projective duality

of inclusions with X0X_0 our elliptically fibred surface (I think ), the Plücker embedding from the Grassmannian and the induced map of projective spaces from the inclusion L⊥⊆⋀2VL^\perp \subseteq \bigwedge^2 V. The dual picture is the diamond

Duality diagram for Grassmannian and elliptic curve
,

and we find that Pf(2,V∨)\text{Pf}(2, V^\vee) is dual to the Grassmannian, D♭(Coh(X0))≅D♭(Coh(Y0)).\mathsf{D}^{\flat}(\text{Coh}(X_{0})) \cong \mathsf{D}^{\flat}(\text{Coh}(Y_{0})).

In the GLSM version of this homological duality setup (see Hori Knapp '13), G=U(2)G = U(2) with stringy Kähler space MK=C∗/e−t\mathcal{M}_{K} = \mathbb{C}^* / e^{-t}, e−t=12(11±55)e^{-t} = \frac{1}{2}(11 \pm 5\sqrt{5}). The Higgs branch Y0Y_0 is an elliptic normal curve.

General Elliptic Fibration Picture

The 'correct' setting for an elliptic fibration is a flat proper holomorphic surjection π:X↠B\pi: X \twoheadrightarrow B. There is a minimal integer N>0N > 0 such that a divisor D⊆XD \subseteq X exists with π∣D:D→N:1B\pi|_{D} : D \xrightarrow{N : 1} B an NN-fold cover. If N=1N = 1, we call π\pi an elliptic fibration. Equivalently, there is a line bundle L→XL \to X with deg(L∣C)=N\text{deg}(L|_{C}) = N for every fibre CC of π\pi, with intersection multiplicity D⋅C=ND\cdot C = N.

Intersection theory characterisation of Calabi-Yau elliptic fibrations (Oguiso '93): Let XX be a smooth projective Calabi-Yau threefold, D≥0D \geq 0 a divisor on XX satisfying D3=0D^3 = 0, D2≢0D^2 \not \equiv 0, D⋅c2>0D\cdot c_{2} > 0. Then there is a base space realising XX as an elliptic fibration.

  • People are interested in a physics interpretation of these examples for the modular bootstrap and the topological string partition function.
  • Knapp, Schimanneck and Scheidegger focus especially on the N=5N = 5 elliptic normal curve because the Calabi-Yau cannot be realised as a singular toric variety (most known mirrors can).
  • They constructed 13 pairs of such spaces and computed their Hodge numbers and other diffeomorphism invariants.

Theorem(Knapp, Schimannek, Scheidegger '21): Let π:X→B\pi : X \to B a smooth projective Calabi-Yau threefold which is an elliptic fibration admitting a 5-section ( this should be equivalent to the fibres being degree 5 elliptic normal curves). Then:

  • XX is a determinantal subvariety of a Grassmannian bundle
  • XX, MK\mathcal{M}_{K} can be studied using a U(M)×U(1)nU(M)\times U(1)^n GLSM (MM a certain DD-brane)
  • these fibrations come in pairs (X,Y)(X, Y), which are conjecturally mirror duals
  • there is also a conjecture about Fourier-Mukai transforms I missed

Open Questions

In general, we usually have a picture as below: We have a mirror space YY and an analytic non-Kähler resolution Y‾\overline{Y}, but we also have a related space in noncommutative geometry associated to a nonzero element α∈Br(Y)\alpha \in \text{Br}(Y). This space Ync,αY_{\text{nc}, \alpha} will have D♭(Coh(Y‾))≅D♭(Coh(Ync,α))\mathsf{D}^{\flat}(\text{Coh}(\overline{Y})) \cong \mathsf{D}^{\flat}(\text{Coh}(Y_{\text{nc}, \alpha})). We can pass to a smooth deformation Y′Y' of Y‾\overline{Y}. The correct and precise statement of this is in Thomas Calabrese '16.

Sketch of relations between spaces appearing in the mirror setting

The things we want to know are:

  • What are the bounded derived categories of singular elliptic fibrations?
  • Is it possible to calculate topological invariants using only the data of the DD-brane?
  • Can we work out Br(Y)\text{Br}(Y) and the noncommutative scheme structure from the GLSM?
  • Can we work out the Fourier-Mukai transform using matrix factorisation in the GLSM?